Regulatory Alerts2020-01-09
Added · Updated
Self-Assessment of Compliance with the Code of Banking Practice 2019
The Hong Kong Monetary Authority issued this circular on January 9, 2020, to require all Authorized Institutions to conduct a self-assessment of their compliance with the Code of Banking Practice 2019. The document serves as an enclosure containing the specific reporting template that institutions must use to evaluate and report their adherence to the established banking conduct standards. This regulatory update ensures that financial institutions maintain rigorous internal controls and transparency regarding their operational practices under the 2019 Code.
CIR
Current
Issue Date:
09 Jan 2020
20200109-4-EN.pdf (728.4 KB)
Topic:
Banking Conduct & Enforcement - Code of Banking Practice
Group:
All Authorized Institutions
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
CIR
Archive
09 Jan 2020
Self-Assessment of Compliance with the Code of Banking Practice 2019
CIR
Archive
09 Jan 2020
Self-Assessment of Compliance with the Code of Banking Practice 2019
Cross referenced Document
Version History
Superseded Document
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