Regulatory Alerts2011-05-17
Added · Updated
SFC Circulars on Preparation for Full Implementation of the UT Code and ILAS Code
The Securities and Futures Commission issued circulars to guide market participants on the full implementation of the Code on Unit Trusts and Mutual Funds and the Code on Investment-Linked Assurance Schemes. These codes are scheduled to commence on 25 June 2011, requiring authorized institutions and related entities to prepare for the new regulatory standards. The document serves as an official notification regarding the upcoming enforcement of these specific codes of conduct.
CIR
Current
Issue Date:
17 May 2011
20110517-2-EN.pdf (32.3 KB)
Topic:
Banking Conduct & Enforcement - Consumer Protection
Wealth Management & MPF - Securities/investment products
Group:
All Authorized Institutions
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
CIR
Current
17 May 2011
Circulars Issued by the Securities and Futures Commission (“SFC”) Regarding Preparation for the full implementation of the Code on Unit Trusts and Mutual Funds (“UT Code”) and the Code on Investment-Linked Assurance Schemes (“ILAS Code”)
Annex
Current
17 May 2011
Enclosure 2 - SFC circular - Preparation for the full implementation of the Code on Investment-Linked Assurance Schemes ("ILAS Code") commencing 25 June 2011
CIR
Current
17 May 2011
Circulars Issued by the Securities and Futures Commission (“SFC”) Regarding Preparation for the full implementation of the Code on Unit Trusts and Mutual Funds (“UT Code”) and the Code on Investment-Linked Assurance Schemes (“ILAS Code”)
Annex
Current
17 May 2011
Enclosure 2 - SFC circular - Preparation for the full implementation of the Code on Investment-Linked Assurance Schemes ("ILAS Code") commencing 25 June 2011
Cross referenced Document
Version History
Superseded Document
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