Regulatory Alerts2005-03-31
Added · Updated
SFC press release – Extracts and Advertisements Concerning Prospectuses under the Companies Ordinance
The Securities and Futures Commission issued this press release on March 31, 2005, regarding extracts and advertisements concerning prospectuses under the Companies Ordinance. The document serves as a regulatory notice for registered institutions concerning wealth management and securities investment products. It establishes the framework for compliance with disclosure requirements for financial products in Hong Kong.
CIR
Current
Issue Date:
31 Mar 2005
20050331-1-EN.pdf (248.4 KB)
Topic:
Miscellaneous - SFC/IA/MPFA
Wealth Management & MPF - Securities/investment products
Group:
Registered Institutions
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
Annex
Current
31 Mar 2005
Annex - SFC press release
Annex
Current
31 Mar 2005
Annex - SFC press release
Cross referenced Document
Version History
Superseded Document
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