Regulatory Alerts2011-04-18
Added · Updated
Standardized Template for Interest Rate-Linked Instruments Issued by Authorized Institutions
The Hong Kong Monetary Authority issued this standardized template to regulate the disclosure requirements for interest rate-linked structured investment products offered by authorized institutions. The document mandates that issuers provide a clear Important Facts Statement detailing product features, key risks such as derivative and credit exposure, and scenario analyses to ensure investor understanding. It further specifies mandatory inclusion of pre-investment cooling-off periods for eligible retail customers and requires adherence to plain language standards for all offering documents.
More like this from HKMA
HKMA published 11 documents in the last 30 days. We email you each new one the day it's published.
Topics
Share