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2022-12-09

Added 2026-06-21 · Updated 2026-07-10

Supervisory Policy Manual CG-3 Code of Conduct

The Hong Kong Monetary Authority issued this revised Supervisory Policy Manual to establish a Code of Conduct for all authorized institutions. The document outlines the ethical standards and behavioral expectations required for corporate governance within the banking sector. It serves as a key regulatory reference alongside related guidelines on competence, remuneration, and banking practices.

Hong Kong

Hong Kong Monetary Authority

SPM-SGL

Current

Issue Date:

09 Dec 2022

CG-3.pdf (485.8 KB)

Topic:

Corporate Governance - Code of conduct

Keyword:

Group:

All Authorized Institutions

Directly related Document

Cross referenced Document

Version History

Superseded Document

Directly related Document

CIR

Current

09 Dec 2022

Revised SPM CG-3 “Code of Conduct”

SPM-SGL

Current

01 Aug 2025

CG-1 Corporate Governance of Locally Incorporated Authorized Institutions

SPM

Current

10 Apr 2025

GL Glossary

SPM

Current

17 Jan 2025

IN Introduction

SPM-NGL

Current

23 May 2024

CG-6 Competence and Ethical Behaviour

IGL

Current

07 Dec 2023

Code of Banking Practice

SPM-NGL

Current

29 Jul 2021

CG-5 Guideline on a Sound Remuneration System

CIR

Current

28 Dec 2001

Supervisory Policy Manual ("SPM") - CG-4: "Establishment of Overseas Banking Subsidiaries: §51A", SA-2: "Outsourcing"

SPM-SGL