Regulatory Alerts2019-12-27
Added · Updated
Supervisory Policy Manual: Large Exposures, Risk Concentrations, Connected Parties, and Consolidated Supervision
The regulator issued this Supervisory Policy Manual update on 27 December 2019 to consolidate guidance on large exposures, risk concentrations, and connected party exposures. The document details specific requirements under BELR Rules 6 and 57(1)(d) regarding consolidated supervision of concentration risks and letters of comfort. It also addresses the underwriting of securities and establishes the current regulatory framework for authorized institutions managing these financial risks.
CIR
Current
Issue Date:
27 Dec 2019
20191227-10-EN.pdf (338.5 KB)
Topic:
Consolidated Supervision
Large Exposures & Risk Concentrations - Connected parties
Large Exposures & Risk Concentrations - Limits on credit exposures
Group:
All Authorized Institutions
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
SPM-SGL
Archive
27 Dec 2019
CR-G-8 Large Exposures and Risk Concentrations
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27 Dec 2019
CR-G-9 Exposures to Connected Parties
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27 Dec 2019
CR-L-1 Consolidated Supervision of Concentration Risks: BELR Rule 6
SPM-SGL
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27 Dec 2019
CR-L-3 Letters of Comfort: BELR Rule 57(1)(d)
SPM-SGL
Archive
27 Dec 2019
CR-L-4 Underwriting of Securities: BELR
SPM-SGL
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27 Dec 2019
CR-G-8 Large Exposures and Risk Concentrations
SPM-SGL
Archive
27 Dec 2019
CR-G-9 Exposures to Connected Parties
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Archive
27 Dec 2019
CR-L-1 Consolidated Supervision of Concentration Risks: BELR Rule 6
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Current
27 Dec 2019
CR-L-3 Letters of Comfort: BELR Rule 57(1)(d)
SPM-SGL
Archive
27 Dec 2019
CR-L-4 Underwriting of Securities: BELR
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Version History
Superseded Document
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