2022-07-25

Added · Updated

Supervisory Policy Manual Module OR-1 on Operational Risk Management

The Hong Kong Monetary Authority issued this circular to publish the revised Supervisory Policy Manual module OR-1 on Operational Risk Management. The document establishes updated expectations for authorized institutions regarding the identification, assessment, monitoring, and mitigation of operational risks. It serves as the primary regulatory guidance for maintaining robust operational risk management frameworks within the financial sector.

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Hong Kong Monetary Authority

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CIR

Current

Issue Date:

25 Jul 2022

20220725-1-EN.pdf (186.0 KB)

Topic:

Operational Risk Management - Others

Group:

All Authorized Institutions

Directly related Document

Cross referenced Document

Version History

Superseded Document

Directly related Document

SPM-NGL

Current

25 Jul 2022

OR-1 Operational Risk Management

CIR

Current

31 May 2022

Supervisory Policy Manual (SPM): New module OR-2 on “Operational Resilience” and revised module TM-G-2 on “Business Continuity Planning”

SPM-NGL

Current

25 Jul 2022

OR-1 Operational Risk Management

CIR

Current

31 May 2022

Supervisory Policy Manual (SPM): New module OR-2 on “Operational Resilience” and revised module TM-G-2 on “Business Continuity Planning”

Version History

Superseded Document

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