Regulatory Alerts2018-09-04
Added · Updated
Training Programme for Capital Market Operators
The Securities and Exchange Commission is organizing a training programme for Capital Market Operators and Compliance Officers on September 12 and 13, 2018, at the SEC Lagos Zonal Office. The course covers topics including the financial system overview, legal frameworks, securities offering, trading, fund management, and compliance with anti-money laundering regulations. The training is targeted at Compliance Officers and staff of Issuing Houses, Broker/Dealers, Fund managers, Investment Advisers, and Solicitors. Interested participants must pay a fee of N50,000 via Remita and submit evidence of payment to iabu@sec.gov.ng on or before September 10, 2018.
The Securities and Exchange Commission is organizing a training programme for Capital Market Operators and Compliance Officers:
Date:
September 12 and 13, 2018
Venue:
SEC Lagos Zonal Office, 3, Idejo Street, Victoria Island, Lagos
Time:
9am daily
Course fee:
N50,000
The training would cover topics such as Overview of the Financial System, Responsibilities and Conduct of Capital Market Operators, Overview of the Legal Framework of the Nigerian Capital Market, Securities Offering, Trading and Fund management; and Compliance, Anti-Money Laundering and Countering the Financing Of Terrorism Activities in the Nigerian Capital Market It is targeted at Compliance Officers and other staff of Issuing Houses, Broker/ Dealers, Fund managers, Investment Advisers, Solicitors etc. Interested participants are required to pay via Remita (select workshop/training fees in the “service name” field) and send evidence of payment via email to iabu@sec.gov.ng on or before September 10, 2018. The email should be titled: SEC SEPTEMBER 2018 TRAINING PROGRAMME . Signed: Management
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