Regulatory Alerts2018-09-04
Added · Updated
Training Programme for Capital Market Operators
The Securities and Exchange Commission is organizing a training programme for Capital Market Operators and Compliance Officers on September 12 and 13, 2018, at the SEC Lagos Zonal Office. The course covers topics including the financial system overview, legal frameworks, securities offering, trading, fund management, and compliance with anti-money laundering regulations. The training is targeted at Compliance Officers and staff of Issuing Houses, Broker/Dealers, Fund managers, Investment Advisers, and Solicitors. Interested participants must pay a fee of N50,000 via Remita and submit evidence of payment to iabu@sec.gov.ng on or before September 10, 2018.
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