Regulatory Alerts2017-06-08
Added · Updated
Treat Customers Fairly Charter for Private Wealth Management Industry
The Hong Kong Monetary Authority issued the Treat Customers Fairly Charter for the Private Wealth Management Industry to establish standards for fair customer treatment. The document requires authorized institutions to adhere to specific principles ensuring transparency, suitability, and ethical conduct in private wealth management services. This regulatory guidance aims to enhance consumer protection and promote a culture of integrity within the wealth management sector.
CIR
Current
Issue Date:
08 Jun 2017
20170608-1-EN.pdf (141.9 KB)
Topic:
Banking Conduct & Enforcement - Bank Culture
Banking Conduct & Enforcement - Consumer Protection
Wealth Management & MPF - Others
Group:
All Authorized Institutions
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
Directly related Document
Cross referenced Document
Version History
Superseded Document
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