Regulatory Alerts2021-07-14
Added · Updated
Update on Enhanced Competency Framework on Private Wealth Management (ECF-PWM)
The Hong Kong Monetary Authority issued this circular to update the Enhanced Competency Framework for Private Wealth Management practitioners. The document mandates that all authorized institutions ensure their private wealth management staff meet specific competency requirements. This update reinforces the regulatory standards for capacity building within the wealth management sector.
CIR
Current
Issue Date:
14 Jul 2021
20210714-1-EN.pdf (247.6 KB)
Topic:
Capacity Building - Enhanced competency framework
Wealth Management & MPF - Others
Group:
All Authorized Institutions
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
Annex
Current
14 Jul 2021
Annex - Enhanced Competency Framework for Private Wealth Management Practitioners
Annex
Current
14 Jul 2021
Annex - Enhanced Competency Framework for Private Wealth Management Practitioners
Cross referenced Document
Version History
Superseded Document
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