Regulatory Alerts2025-10-27
Added · Updated
Updated Guidance on Registration in Respect of Regulated Activities under the Securities and Futures Ordinance and Controls to Ensure Fitness and Properness of Staff
The Hong Kong Monetary Authority issued updated guidance on 27 October 2025 regarding registration requirements for regulated activities under the Securities and Futures Ordinance. The circular outlines specific controls that all authorized institutions must implement to ensure the fitness and properness of their staff. This update supersedes previous directives to align regulatory expectations with current operational standards.
CIR
Current
Issue Date:
27 Oct 2025
20251027-2-EN.pdf (360.6 KB)
Topic:
Banking Conduct & Enforcement - Others
Wealth Management & MPF - Others
Group:
All Authorized Institutions
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
CIR
Current
27 Oct 2025
Updated Guidance on Registration in Respect of Regulated Activities under the Securities and Futures Ordinance and Controls to Ensure Fitness and Properness of Staff
CIR
Current
27 Oct 2025
Updated Guidance on Registration in Respect of Regulated Activities under the Securities and Futures Ordinance and Controls to Ensure Fitness and Properness of Staff
Cross referenced Document
Version History
Superseded Document
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