Regulatory Alerts2023-08-24
Circular No. 002-2005 on the Content of the Professional Competence Certificate Required for Issuing Professional Cards
The General Secretariat of the Regional Council for Public Savings and Financial Markets (CREPMF) mandates that professional competence certificates required for financial market participants to obtain professional cards must include specific mandatory details. These requirements specify the signatory's identity and role, the employee's identity and position within the organization, and evidence of the agent's competence through training, assessment, or experience. Furthermore, the certificate must be formally signed by a duly authorized hierarchical superior of the employee.
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