Regulatory Alerts2012-12-13
Instruction No. 2012-I-08 of December 13, 2012 amending the application form for the authorization of credit institutions providing investment services
The Prudential Control Authority issued Instruction No. 2012-I-08 to amend the application form for the authorization of credit institutions providing investment services. The modifications introduce specific requirements for institutions wishing to participate in greenhouse gas emission quota auctions on behalf of clients, including detailed descriptions of activities and conflict of interest management. Additionally, the instruction updates terminology regarding anti-money laundering obligations and expands the scope of compliance and control sections to encompass these new auction-related activities.
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