Regulatory Alerts2022-08-04
Amendment Notices GCoC and QEC for Approval as Compliance Officer
The South African financial regulator published List 13 to define the specific academic qualifications recognised for compliance officer approval. The document enumerates hundreds of advanced certificates, diplomas, and bachelor's degrees from domestic and international institutions, detailing their SAQA IDs, NQF levels, credit values, and recognition status. Candidates and institutions must verify that compliance officer appointments are backed by qualifications explicitly included in this regulatory list.
Share