RegAlert2020-11-16
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DFSA Consultation Paper No. 135 on Regulation of Retail OTC Leveraged Products
The Dubai Financial Services Authority (DFSA) has released Consultation Paper No. 135 to propose updated regulatory requirements for retail over-the-counter leveraged products. The framework introduces specific governance, risk management, and disclosure standards designed to mitigate investor exposure in leveraged trading. Market participants may submit written feedback on the proposed rules until 16 January 2021.
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16 Nov 2020, 01:39 pm
Notice of Consultation Paper Release
TAKE NOTICE THAT:
The DFSA has released the following for consultation:
Consultation Paper No. 135 – Regulation of Retail OTC Leveraged Products
The deadline for providing comments on this Consultation Paper is 16 January 2021.
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Similar documents from other regulators
FSRAConsultation Paper No. 5 of 2022 - Proposals for Dealing in OTC Leveraged Products in Relation to Retail ClientsUnited Arab Emirates · 2022-09-26
KNFGuidelines for providing brokerage services on the OTC derivatives marketPoland · 2016-07-07
Source: Dubai Financial Services Authority — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works
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DFSA published 5 documents in the last 30 days. We email you each new one the day it's published.