Regulatory Alerts2023-01-01
SEC Sri Lanka Directive Regarding Mr. Sriyan Gurusinghe
The Securities and Exchange Commission of Sri Lanka issued a directive to LOLC Securities Limited following findings that Mr. Sriyan Gurusinghe conspired to commit and committed market manipulation. The regulator determined that Mr. Gurusinghe is not a qualified person to serve as Key Management Personnel or deal with clients due to his misconduct. Consequently, LOLC Securities Limited is directed to refrain from engaging Mr. Gurusinghe in any such capacity within the firm.
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