Regulatory Alerts2025-09-22
Conflicts of Interest - Investment - Thematic Review 2025
The Guernsey Financial Services Commission conducted a thematic review of investment licensees in 2025 to assess their identification and management of conflicts of interest. The Commission found that most licensees maintain adequate control frameworks and policies proportionate to their business complexity, with many demonstrating good practices in governance and compliance culture. Key areas for improvement include ensuring conflicts registers detail specific management controls and broadening the scope of conflict identification beyond board-level issues to encompass the entire organization.
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