Regulatory Alerts2014-09-15
Notice of Consultation Paper Release (15 Sep 2014)
The Dubai Financial Services Authority (DFSA) released Consultation Papers 97 and 98 to propose amendments to the client classification regime and establish a new code of market conduct. Market participants must submit written feedback on these regulatory updates by 15 October 2014. The finalized measures will directly alter compliance obligations and market behavior standards for licensed financial services firms.
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