Regulatory Alerts2014-09-04 | 658/QĐ-UBCKAdded · Updated
658/QĐ-UBCK
The State Securities Commission issued Decision 658/QĐ-UBCK to guide securities companies in using the Securities Company Management Database System (SCMS) for electronic reporting and information disclosure. The regulation applies to securities companies participating in the SCMS and requires them to complete SCMS account registration within one month of the decision's effective date. The detailed provisions are contained in the attached file.
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