Regulatory Alerts2020-06-26
Circular to All Anti-Money Laundering Reporting Officers of Capital Market Operators
The Securities and Exchange Commission of Ghana mandates Anti-Money Laundering Reporting Officers of capital market operators to submit semi-annual compliance returns. Recipients must download and electronically file the June 2020 Risk Management, Data Capture, and AML-CFT Onsite Supervision forms to the Audit and Risk Management Department by July 30, 2020. This submission cycle will recur every six months, with deadlines on July 31 and January 31, and non-compliance may trigger enforcement actions under the Securities Industry Act, 2016.
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