Regulatory Alerts2021-05-10
Circular 1 of 2021 Calendar of Submissions
The Directorate of Market Supervision and Development (Securities and Exchange Commission, Zambia) issued this circular to establish the 2021 statutory submission calendar for dealers, investment advisors, and listed issuers. The document specifies revised due dates for capital adequacy returns, secondary bond trading reports, collective investment scheme filings, and internal control gap analyses, while granting a dispensation to extend annual report submissions from ninety to one hundred fifty days. All licensees must submit the required returns by the stipulated deadlines, as non-compliance may trigger regulatory enforcement actions.
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