Regulatory Alerts2018-12-06
CP18/39: Quarterly Consultation Paper No 23
The Financial Conduct Authority is consulting on recognizing the FX Global Code and the UK Money Markets Code as industry standards for unregulated financial markets. The regulator also proposes changes to Firm Details reporting requirements in the Supervision manual to improve data accuracy and compliance. Additionally, the FCA seeks views on adding the Association of Accounting Technicians to the list of bodies whose members can provide high net worth statements for consumer credit exemptions.
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