Regulatory Alerts2020-02-28
SEC Circular No. 1/2020 – 2020 Submission Calendar for Dealers, Investment Advisors and Issuers
The Securities and Exchange Commission of Zambia established a 2020 submission calendar detailing due dates for continuous regulatory filings, including capital adequacy returns, secondary bond trading reports, audited financial statements, and CIS monthly or quarterly returns for dealers, investment advisors, and issuers. Regulated entities must electronically submit these reports to the designated supervision email address by their respective monthly, quarterly, or annual deadlines. Non-compliance with these specified timelines subjects the filers to potential regulatory penalties.
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