Regulatory AlertsDOC-2016-11 Q&A on the Verification of Minimum Knowledge Levels for Financial Investment Advisors
The Autorité des marchés financiers (AMF) issued DOC-2016-11 to provide guidance on the verification of minimum knowledge levels for financial investment advisors. This document, applicable from January 1, 2017, addresses general provisions regarding commercialization and client relations under Articles 325-12-2 to 325-12-4 of the AMF General Regulation. It serves as a doctrinal reference for professionals seeking to comply with certification requirements.
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