Regulatory Alerts2025-10-13
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Adjunct Superintendent for Conduct Supervision Resolution No. 066-2025-SMV/11
The Adjunct Superintendent for Conduct Supervision declares the reconsideration appeal filed by LM Quispe y Asociados Sociedad Civil unfounded and confirms the sanction of a single warning issued in Resolution No. 058-2025-SMV/11. This sanction was imposed for a minor infraction involving the failure to comply with information requests from the Securities Market Superintendence (SMV) regarding the 2022 annual financial statement audit of JCR Latinoamérica Clasificadora de Riesgos S.A. The regulator determined that the arguments presented by the audit firm did not justify revoking or varying the original decision, noting that the firm failed to provide explanations or defenses despite being granted additional deadlines.
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