Regulatory Alerts2026-01-19
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Adjunct Superintendent Resolution for Conduct Supervision No. 003-2026-SMV/11
ALFIN BANCO S.A. is sanctioned with a reprimand for the late disclosure of a material fact regarding the lack of agreement at its General Shareholders' Meeting on December 2, 2024, which was communicated on December 4, 2024, instead of the same day. The Superintendency of the Securities Market (SMV) determined that the issuer committed a minor infraction under section 3.1 of numeral 3 of Annex I of the Sanctions Regulation. The sanction was applied considering the issuer's express recognition of responsibility as a mitigating factor and the absence of prior sanctions or recidivism.
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