Regulatory Alerts2025-11-03
Added · Updated
Adjunct Superintendent Resolution on Conduct Supervision No. 074-2025-SMV/11
The Securities Market Superintendence (SMV) imposes a reprimand on Leche Gloria S.A. for the late disclosure of a risk classification report regarding its corporate bond issuance, which constitutes a minor infraction under Article 3.1 of Section 3 of Annex I of the Sanctions Regulation. The decision recognizes the issuer's voluntary admission of responsibility as a mitigating factor but determines that a monetary fine is not warranted, resulting in the issuance of an administrative reprimand.
More like this from SMV
SMV published 15 documents in the last 30 days. We email you each new one the day it's published.
Topics
Share