Regulatory Alerts2024-01-24
Added · Updated
Amendments to Implementation Arrangements for the Cross-boundary Wealth Management Connect Pilot Scheme in the Guangdong-Hong Kong-Macao Greater Bay Area
The Hong Kong Monetary Authority issued amendments to the Implementation Arrangements for the Cross-boundary Wealth Management Connect Pilot Scheme in the Guangdong-Hong Kong-Macao Greater Bay Area on 24 January 2024. These updates revise the regulatory requirements for both the Southbound and Northbound schemes to ensure continued alignment with the pilot's operational framework. The document also includes an updated Appendix of Frequently Asked Questions to clarify regulatory expectations for participating institutions.
CIR
Current
Issue Date:
24 Jan 2024
20240124-9-EN.pdf (135.5 KB)
Topic:
Mainland Activities
Wealth Management & MPF - Securities/investment products
Group:
Registered Institutions
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
Annex
Current
24 Jan 2024
Annex 1 - Regulatory Requirements on the Southbound Scheme
Annex
Current
24 Jan 2024
Annex 2 - Regulatory Requirements on the Northbound Scheme
Annex
Current
24 Jan 2024
Appendix - Frequently Asked Questions on the Cross-boundary Wealth Management Connect in the Guangdong-Hong Kong-Macao Greater Bay Area
CIR
Archive
10 Sep 2021
Implementation Arrangements for the Cross-boundary Wealth Management Connect Pilot Scheme in the Guangdong-Hong Kong-Macao Greater Bay Area
CIR
Archive
10 Sep 2021
Implementation Arrangements for the Cross-boundary Wealth Management Connect Pilot Scheme in the Guangdong-Hong Kong-Macao Greater Bay Area
Annex 1: Regulatory Requirements on the Southbound Scheme
CIR
Archive
10 Sep 2021
Implementation Arrangements for the Cross-boundary Wealth Management Connect Pilot Scheme in the Guangdong-Hong Kong-Macao Greater Bay Area
Annex 2: Regulatory Requirements on the Northbound Scheme
CIR
Archive
10 Sep 2021
Implementation Arrangements for the Cross-boundary Wealth Management Connect Pilot Scheme in the Guangdong-Hong Kong-Macao Greater Bay Area
Appendix: Frequently Asked Questions on the Cross-boundary Wealth Management Connect in the Guangdong-Hong Kong-Macao Greater Bay Area
Annex
Current
24 Jan 2024
Annex 1 - Regulatory Requirements on the Southbound Scheme
Annex
Current
24 Jan 2024
Annex 2 - Regulatory Requirements on the Northbound Scheme
Annex
Current
24 Jan 2024
Appendix - Frequently Asked Questions on the Cross-boundary Wealth Management Connect in the Guangdong-Hong Kong-Macao Greater Bay Area
Cross referenced Document
Version History
CIR
Archive
10 Sep 2021
Implementation Arrangements for the Cross-boundary Wealth Management Connect Pilot Scheme in the Guangdong-Hong Kong-Macao Greater Bay Area
CIR
Archive
10 Sep 2021
Implementation Arrangements for the Cross-boundary Wealth Management Connect Pilot Scheme in the Guangdong-Hong Kong-Macao Greater Bay Area
Annex 1: Regulatory Requirements on the Southbound Scheme
CIR
Archive
10 Sep 2021
Implementation Arrangements for the Cross-boundary Wealth Management Connect Pilot Scheme in the Guangdong-Hong Kong-Macao Greater Bay Area
Annex 2: Regulatory Requirements on the Northbound Scheme
CIR
Archive
10 Sep 2021
Implementation Arrangements for the Cross-boundary Wealth Management Connect Pilot Scheme in the Guangdong-Hong Kong-Macao Greater Bay Area
Appendix: Frequently Asked Questions on the Cross-boundary Wealth Management Connect in the Guangdong-Hong Kong-Macao Greater Bay Area
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