Regulatory Alerts2024-01-24
Added · Updated
Amendments to Implementation Arrangements for the Cross-boundary Wealth Management Connect Pilot Scheme in the Guangdong-Hong Kong-Macao Greater Bay Area
The Hong Kong Monetary Authority issued amendments to the implementation arrangements for the Cross-boundary Wealth Management Connect Pilot Scheme in the Guangdong-Hong Kong-Macao Greater Bay Area. These updates modify the regulatory framework governing the Southbound and Northbound schemes to ensure continued compliance with investor protection and operational standards. The document aligns with related guidelines on competence, ethical behavior, and risk management to facilitate cross-border wealth management activities.
CIR
Current
Issue Date:
24 Jan 2024
20240124-10-EN.pdf (566.4 KB)
Topic:
Mainland Activities
Wealth Management & MPF - Securities/investment products
Keyword:
Group:
Registered Institutions
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
CIR
Current
24 Jan 2024
Amendments to Implementation Arrangements for the Cross-boundary Wealth Management Connect Pilot Scheme in the Guangdong-Hong Kong-Macao Greater Bay Area
Annex
Current
24 Jan 2024
Annex 2 - Regulatory Requirements on the Northbound Scheme
Annex
Current
24 Jan 2024
Appendix - Frequently Asked Questions on the Cross-boundary Wealth Management Connect in the Guangdong-Hong Kong-Macao Greater Bay Area
SPM-NGL
Current
23 May 2024
CG-6 Competence and Ethical Behaviour
SPM-SGL
Current
06 Jan 2023
IC-4 Complaints Handling and Redress
CIR
Current
25 Sep 2019
Investor Protection Measures in respect of Investment, Insurance and Mandatory Provident Fund Products
Annex: Investor Protection Measures in respect of Investment, Insurance and Mandatory Provident Fund Products
SPM-SGL
Current
06 Oct 2017
IC-1 Risk Management Framework
CIR
Current
24 Jan 2024
Amendments to Implementation Arrangements for the Cross-boundary Wealth Management Connect Pilot Scheme in the Guangdong-Hong Kong-Macao Greater Bay Area
Annex
Current
24 Jan 2024
Annex 2 - Regulatory Requirements on the Northbound Scheme
Annex
Current
24 Jan 2024
Appendix - Frequently Asked Questions on the Cross-boundary Wealth Management Connect in the Guangdong-Hong Kong-Macao Greater Bay Area
SPM-NGL
Current
23 May 2024
CG-6 Competence and Ethical Behaviour
SPM-SGL
Current
06 Jan 2023
IC-4 Complaints Handling and Redress
CIR
Current
25 Sep 2019
Investor Protection Measures in respect of Investment, Insurance and Mandatory Provident Fund Products
Annex: Investor Protection Measures in respect of Investment, Insurance and Mandatory Provident Fund Products
SPM-SGL
Current
06 Oct 2017
IC-1 Risk Management Framework
Version History
Superseded Document
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