2024-01-24

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Amendments to Implementation Arrangements for the Cross-boundary Wealth Management Connect Pilot Scheme in the Guangdong-Hong Kong-Macao Greater Bay Area

The Securities and Futures Commission issued amendments to the Implementation Arrangements for the Cross-boundary Wealth Management Connect Pilot Scheme in the Guangdong-Hong Kong-Macao Greater Bay Area on January 24, 2024. These regulatory updates establish the specific requirements governing the Northbound Scheme, which allows eligible Mainland residents to invest in wealth management products from Hong Kong. The document serves as the primary regulatory framework for authorized institutions participating in this cross-border investment initiative.

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CIR

Current

Issue Date:

24 Jan 2024

20240124-11-EN.pdf (643.5 KB)

Topic:

Mainland Activities

Wealth Management & MPF - Securities/investment products

Keyword:

Group:

Registered Institutions

Directly related Document

Cross referenced Document

Version History

Superseded Document

Directly related Document

CIR

Current

24 Jan 2024

Amendments to Implementation Arrangements for the Cross-boundary Wealth Management Connect Pilot Scheme in the Guangdong-Hong Kong-Macao Greater Bay Area

Annex

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24 Jan 2024

Annex 1 - Regulatory Requirements on the Southbound Scheme

Annex

Current

24 Jan 2024

Appendix - Frequently Asked Questions on the Cross-boundary Wealth Management Connect in the Guangdong-Hong Kong-Macao Greater Bay Area

SPM-NGL

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23 May 2024

CG-6 Competence and Ethical Behaviour

SPM-SGL

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06 Jan 2023

IC-4 Complaints Handling and Redress

CIR

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25 Sep 2019

Investor Protection Measures in respect of Investment, Insurance and Mandatory Provident Fund Products

Annex: Investor Protection Measures in respect of Investment, Insurance and Mandatory Provident Fund Products

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06 Oct 2017

IC-1 Risk Management Framework

CIR

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24 Jan 2024

Amendments to Implementation Arrangements for the Cross-boundary Wealth Management Connect Pilot Scheme in the Guangdong-Hong Kong-Macao Greater Bay Area

Annex

Current

24 Jan 2024

Annex 1 - Regulatory Requirements on the Southbound Scheme

Annex

Current

24 Jan 2024

Appendix - Frequently Asked Questions on the Cross-boundary Wealth Management Connect in the Guangdong-Hong Kong-Macao Greater Bay Area

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23 May 2024

CG-6 Competence and Ethical Behaviour

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Annex: Investor Protection Measures in respect of Investment, Insurance and Mandatory Provident Fund Products

SPM-SGL

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06 Oct 2017

IC-1 Risk Management Framework

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Superseded Document

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