Regulatory Alerts2022-12-22
Added · Updated
Applicability of PRIIPs Regulation to Funds and Fund Managers
As of 1 January 2023, Regulation (EU) No 1286/2014 applies to UCITS management companies and self-managed UCITS that offer packaged retail and insurance-based investment products to retail investors in the European Economic Area. Licence Holders, including UCITS management companies, self-managed UCITS, AIFMs, and self-managed AIFs, must produce and distribute Key Information Documents to retail investors prior to contract entry. Existing providers must file their PRIIPs Key Information Documents via email within 35 business days of 1 January 2023, while new applications require submission through the LH Portal.
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