Regulatory Alerts2017-05-05
Added · Updated
Arrangements for mandatory electronic filing of notifications and reports under Part XV of the Securities and Futures Ordinance
The Hong Kong Monetary Authority issued this circular to implement mandatory electronic filing of notifications and reports under Part XV of the Securities and Futures Ordinance for all Authorized Institutions. The document outlines the specific technical arrangements and procedures that institutions must follow to comply with the new regulatory requirements. This measure aims to enhance the efficiency and reliability of regulatory reporting within the wealth management and securities investment sectors.
CIR
Current
Issue Date:
05 May 2017
20170505-1-EN.pdf (95.9 KB)
Topic:
Wealth Management & MPF - Securities/investment products
Group:
All Authorized Institutions
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Cross referenced Document
Version History
Superseded Document
Directly related Document
Directly related Document
Cross referenced Document
Version History
Superseded Document
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