Regulatory Alerts2017-05-05
Added · Updated
Arrangements for mandatory electronic filing of notifications and reports under Part XV of the Securities and Futures Ordinance
The Hong Kong Monetary Authority issued this circular to inform authorized institutions of the mandatory electronic filing requirement for notifications and reports under Part XV of the Securities and Futures Ordinance. Effective 3 July 2017, listed authorized institutions and their holding companies must submit disclosures regarding substantial shareholders, directors, and chief executives via the Supervisory Communication Website. This requirement aligns with a press release from the Securities and Futures Commission and involves the creation of a new sub-section within the SCW to facilitate these submissions.
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