Regulatory Alerts2017-03-09
Added · Updated
Assessment interview with DNB and the AFM
De Nederlandsche Bank (DNB) and the Authority for the Financial Markets (AFM) jointly prepare for and attend each other's assessment interviews under specific conditions. The AFM participates in DNB interviews for large enterprises with important policymaker positions, complex assessments, or infrastructure supervision, while DNB joins AFM interviews for investment firms and fund managers in similar circumstances. Each authority independently assesses fitness and propriety from its own perspective, with a negative assessment by either resulting in a negative decision.
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