Rule · BCB · 19 Sep 2024 · Resolução BCB 414

BCB Resolution No. 414 — Amends BCB Resolution No. 38 of November 11, 2020, which consolidates the submission of information regarding investors in investment funds

In force from 1 Oct 2024Applies to: Asset manager

BCB Resolution No. 414 amends BCB Resolution No. 38 of November 11, 2020, by modifying Article 1 and its Sole Paragraph to update the requirements for the submission of information regarding investors in investment funds. Specifically, the amendment introduces new provisions under item II, subsection a, mandating the identification of the investor in relation to the investment fund, its classes, and its subclasses. The resolution enters into force on October 1, 2024.

BrazilBanco Central do Brasil
Annotations and obligations
2 obligations · 4 definitions
  • Obligation 2
  • Definition / condition 4
  • background, boilerplate

Lineage: No known changes

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BCB Resolution No. 38 —Consolidates the submission of in…2020 · BCBBCB Resolution No. 38 — Consolidates the submission of information regarding investors in investment funds (2020-11-11)BCB Resolution No. 414 —Amends BCB Resolution No. 38 …2024-09-19 · this documentBCB Resolution No. 414 — Amends BCB Resolution No. 38 of November 11, 2020, which consolidates the submission of information regarding investors in investment funds (2024-09-19)Mentions (1)a document that mentions itopen the list below the graph ▾Mentions (1): a document that mentions it without changing it — open the list below the graph
amendssupersedesissued underrefers todashed card: not in RegAlert (or proposed)arrows run from the older text to the one that changes it
The links and the sentences they come from (1)
Amends
Mentions (1): 1 document mentions this one without changing it
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