BCB Resolution No. 431 — Amends BCB Resolution No. 260 of November 22, 2022, regarding internal control systems of consortium administrators, payment institutions, securities brokerage firms, securities distribution companies, and foreign exchange brokerage societies

Resolution No. 431

RESOLUTION
BCB NO. 431, OF NOVEMBER 13, 2024

Amends
BCB Resolution No. 260, of
November 22, 2022, which provides for the internal control systems of consortium administrators, payment institutions, securities brokerage firms, securities distribution companies, and foreign exchange brokerage societies authorized to operate by the Central Bank of Brazil.

The Collegiate Board of the Central Bank of Brazil, in a session held on November 13, 2024, based on arts. 9º-A of Law No. 4,728, of July 14, 1965, 6º and 7º, caput, item III, of Law No. 11,795, of October 8, 2008, 9º, caput, items II and IX, clause “b”, and 15 of Law No. 12,865, of October 9, 2013,

R E S O L V E :

Art. 1º BCB Resolution No. 260, of November 22, 2022, published in the Official Gazette of the Union on November 24, 2022, shall enter into force with the following changes:

“Art. 5º .....................................................................................................................

...................................................................................................................................

IV - .............................................................................................................................

...................................................................................................................................

g) periodic security tests for information and technology systems;

...................................................................................................................................

i) measures to ensure the provision of correct documents, data, and information, in accordance with the deadlines and conditions established in legal or regulatory standards, including through the implementation of an information quality verification process; and

...................................................................................................................................

Sole Paragraph. The information quality verification process referred to in item IV, clause “i”, of the caput must include the performance of specific quality tests.” (NR)

Art. 2º This Resolution enters into force on January 1, 2025.

OTÁVIO RIBEIRO DAMASO
Director of Regulation