2012-11-30 | C1-2012-26164

Added · Updated

Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants and Capital Requirements for Broker-Dealers

The Securities and Exchange Commission issued a correction to a proposed rule document regarding capital, margin, and segregation requirements for security-based swap dealers and broker-dealers. This correction specifically reprints the table in its entirety for section 240.15c3-1 on page 70330 of the original November 23, 2012 publication. The updated table details the basis point spread percentages applicable to credit default swap contracts based on their time to maturity and spread ranges.

Securities and Exchange Commission logo

US Federal

Securities and Exchange Commission

Click to view thumbnail

prescribing regulations to assign the use of airspace necessary to ensure the safety of aircraft and the efficient use of airspace. This regulation is within the scope of that authority as it would establish controlled airspace at Tecumseh Municipal Airport, Tecumseh, NE. Environmental Review This proposal will be subject to an environmental analysis in accordance with FAA Order 1050.1E, ‘‘Environmental Impacts: Policies and Procedures’’ prior to any FAA final regulatory action. List of Subjects in 14 CFR Part 71 Airspace, Incorporation by reference, Navigation (Air). The Proposed Amendment In consideration of the foregoing, the Federal Aviation Administration proposes to amend 14 CFR part 71 as follows: PART 71—DESIGNATION OF CLASS A, B, C, D, AND E AIRSPACE AREAS; AIR TRAFFIC SERVICE ROUTES; AND REPORTING POINTS

  1. The authority citation for part 71 continues to read as follows: Authority: 49 U.S.C. 106(g); 40103, 40113, 40120; E.O. 10854, 24 FR 9565, 3 CFR, 1959– 1963 Comp., p. 389. § 71.1 [Amended]
  2. The incorporation by reference in 14 CFR 71.1 of FAA Order 7400.9W, Airspace Designations and Reporting Points, dated August 8, 2012, and effective September 15, 2012, is amended as follows: Paragraph 6005 Class E airspace areas extending upward from 700 feet or more above the surface of the earth.

ACE NE E5 Tecumseh, NE [New] Tecumseh Municipal Airport, NE (Lat. 40°24′03″ N., long. 96°10′14″ W.) That airspace extending upward from 700 feet above the surface within a 6.3-mile radius of Tecumseh Municipal Airport. Issued in Fort Worth, TX, on November 1, 2012. David P. Medina, Manager, Operations Support Group, ATO Central Service Center. [FR Doc. 2012–28982 Filed 11–29–12; 8:45 am] BILLING CODE 4901–13–P SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 240 [Release No. 34–68071; File No. S7–08–12] RIN 3235–AL12 Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security￾Based Swap Participants and Capital Requirements for Broker-Dealers Correction In proposed rule document 2012– 26164, appearing on pages 70214–70354 in the issue of Friday, November 23, 2012, make the following correction: § 240.15c3–1 [Corrected] On page 70330, the table is reprinted in its entirety as set forth below. Length of time to maturity of CDS contract Basis point spread 100 or less (%) 101–300 (%) 301–400 (%) 401–500 (%) 501–699 (%) 700 or more (%) 12 months or less .................................... 1.00 2.00 5.00 7.50 10.00 15.00 13 months to 24 months .......................... 1.50 3.50 7.50 10.00 12.50 17.50 25 months to 36 months .......................... 2.00 5.00 10.00 12.50 15.00 20.00 37 months to 48 months .......................... 3.00 6.00 12.50 15.00 17.50 22.50 49 months to 60 months .......................... 4.00 7.00 15.00 17.50 20.00 25.00 61 months to 72 months .......................... 5.50 8.50 17.50 20.00 22.50 27.50 73 months to 84 months .......................... 7.00 10.00 20.00 22.50 25.00 30.00 85 months to 120 months ........................ 8.50 15.00 22.50 25.00 27.50 40.00 121 months and longer ............................ 10.00 20.00 25.00 27.50 30.00 50.00 [FR Doc. C1–2012–26164 Filed 11–29–12; 8:45 am] BILLING CODE 1505–01–D

More like this from SEC

SEC published 3 documents in the last 30 days. We email you each new one the day it's published.

Topics
Share