RegAlert
2020-11-10

Added · Updated

Capital Markets Authority List of Duly Registered Financial Intermediaries

The Capital Markets Authority of Lebanon issues Decision No. 34 to officially publish the annual register of thirty-two duly licensed financial intermediation institutions. Grounded in Laws 234 and 161, the directive formally recognizes diverse entities including asset managers, brokers, and family offices for regulatory compliance. The published roster takes immediate legal effect upon entry in the Official Gazette, establishing the definitive list for market operations and oversight.

Capital Markets Authority Lebanon logo

Lebanon

Capital Markets Authority Lebanon

Scan of the document's first page
Share

Get CMALB alerts — same-day email on every new publication.

CAPITAL MARKETS AUTHORITY DECISION NO. 34 LIST OF FINANCIAL INTERMEDIATION INSTITUTIONS The Chairman of the Capital Markets Authority, Pursuant to Law No. 234 dated 10/06/2000 in particular Article 6 thereof, Pursuant to Law No. 161 dated 17/08/2011, Declares as follows:
Article 1: The duly registered list of Financial Intermediation Institutions shall be published as follows:
1- Julius Baer (Lebanon) S.A.L.
2-
3-
4-
5- Arab International Development & Investment CO. S.A.L. 6- 7- 8- Beirut Brokerage Corporation S.A.L. 9- 10- 11- 12- 13- Lebanese Dealers Corporation S.A.L. 14- 15- Royal Financials S.A.L. 16- Master Capital Group S.A.L. 17- Accurate Investment Brokers S.A.L. 18- 19- 20- Trust Capital S.A.L. 21- 22- Blom Asset Management S.A.L. 23- Broadgate Advisers S.A.L. 24- RM Private Wealth Management S.A.L. 25- Capital EE S.A.L. 26- Amana Capital S.A.L. 27- HSBC Financial Services (Lebanon) S.A.L. 28- Saradar Family Office (SFO) S.A.L. 29- VALPRE Capital S.A.L. 30- Shenandoah Consulting S.A.L. 31- 32- 4T S.A.L.
Article 2: This Decision shall be published in the Official Gazette and notified if need be.
Beirut, November 10, 2020 Chairman of the Capital Markets Authority/ Governor of the Central Bank of Lebanon Riad Toufic Salame (Signature)

Read the rest free

Lineage: In force

Regulating the Financial Interm…2000Regulating the Financial Intermediation Profession (2000-06-10)Capital Markets Law No. 161 of …2011Capital Markets Law No. 161 of 2011 (2011-08-17)Capital Markets Authority Listof Duly Registered Financial …2020-11-10 · this documentCapital Markets Authority List of Duly Registered Financial Intermediaries (2020-11-10)
amendssupersedesissued underrefers toproposed or not in RegAlertarrows run from the older text to the one that changes it

Source: Capital Markets Authority Lebanon — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works

More like this from CMALB

We email you every new CMALB publication the day it's published.

Topics
licensing