Regulatory Alerts2019-03-11
Added · Updated
Circular 01-2019 Publication of Information Table for Natural Person Licenses
The Superintendence of the Securities Market (SMV) of Panama issued Circular SMV-1-2019 to announce the monthly publication of the Natural Person Licenses Information Table starting in March 2019. The circular defines six specific license statuses—Active, Inactive, Expired, Suspended, Revoked, and Cancelled—detailing the regulatory conditions under which each applies. Regulated entities and license holders are instructed to verify their published status and submit supporting documentation via email within thirty days if corrections are required.
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