Regulatory Alerts2018-02-21
Added · Updated
Circular 05-2018 Update of Natural Person License Statuses
The Superintendence of the Securities Market of Panama requires Principal Executives of regulated entities to update the status of all natural person licenses via the SERI system, including those not currently exercising their roles. This obligation extends to all collaborators within an Economic Group if the entity belongs to a group containing a bank. Principal Executives must also continue to notify the start and end dates of employment relationships and absences exceeding forty-five calendar days as mandated by existing regulations.
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