Regulatory Alerts2026-07-14
Added · Updated
Circular 14-2026: Compliance with Obligations Related to Updates of United Nations Security Council Lists
Financial Obligated Entities supervised by the Superintendency of the Securities Market must promptly address communications from the Financial Analysis Unit regarding updates to United Nations Security Council lists, perform corresponding verifications, and submit required responses. Entities are required to maintain monitoring mechanisms to identify matches with designated persons or entities and report results, including negative matches, to the sending authority. Non-compliance with these obligations may result in fines ranging from B/.5,000.00 to B/.5,000,000.00.
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