Regulatory Alerts1997-03-28 | D4/35Added · Updated
Circular D4/356/ Procedure for the Approval of Auditors of Stockbrokerage Companies
The document outlines a transitional three-year period ending January 1, 1999, during which stockbrokerage companies must appoint auditors approved by the Banking and Financial Commission. A new approval procedure will be conducted in 1998 specifically for auditors currently serving these companies, structured as a competition if the number of approved auditors is limited. Candidates are advised to ensure they meet experience and organizational requirements, particularly regarding credit institutions and investment firms, and to prepare their applications by contacting designated commission staff.
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