Regulatory Alerts1996-10-03 | D4/73Added · Updated
Circular D4/739 on the Placement of Client Funds (Reference to Circular D4 96/1)
The Banking and Financial Commission requires statutory auditors of securities firms to submit a special report on the effective compliance with the new regulations under Article 167 of the Law of 6 April 1995. This report must be transmitted to the Commission no later than 25 October 1996.
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