Regulatory Alerts2017-11-24
Added · Updated
Circular Issued by the Securities and Futures Commission on Launch of Online Submission of Information under Section 110(1) of the Securities and Futures Ordinance
The Securities and Futures Commission issued this circular to announce the launch of an online submission system for information required under Section 110(1) of the Securities and Futures Ordinance. This initiative targets all authorized institutions, facilitating the electronic transmission of regulatory data to the Commission. The measure aims to streamline reporting processes and enhance operational efficiency for regulated entities.
CIR
Current
Issue Date:
24 Nov 2017
20171124-4-EN.pdf (92.6 KB)
Topic:
Miscellaneous - SFC/IA/MPFA
Wealth Management & MPF - Securities/investment products
Group:
All Authorized Institutions
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
Annex
Current
24 Nov 2017
Annex - SFC circular of 24 Nov 2017
Annex
Current
24 Nov 2017
Annex - SFC circular of 24 Nov 2017
Cross referenced Document
Version History
Superseded Document
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