Regulatory Alerts2017-11-24
Added · Updated
Circular Issued by the Securities and Futures Commission on Launch of Online Submission of Information under Section 110(1) of the Securities and Futures Ordinance
The Securities and Futures Commission issued a circular to announce the launch of an online submission system for Prescribed Information under Section 110(1) of the Securities and Futures Ordinance. Authorized institutions and other specified persons are required to submit this information within 10 business days after issuing advertisements or documents related to certificates of deposit. The regulator encourages these entities to utilize the new online platform for compliance with these reporting obligations.
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