Regulatory Alerts2009-06-23
Added · Updated
Circular Issued by the Securities and Futures Commission Regarding Risk-disclosure Duties of CLN Issuers
The Securities and Futures Commission issued this circular to clarify the risk-disclosure duties of issuers of credit-linked notes. The document specifically targets issuers of retail credit-linked notes and outlines their obligations regarding the disclosure of risks associated with these investment products. This guidance aims to ensure that investors receive adequate information to make informed decisions regarding these complex financial instruments.
CIR
Current
Issue Date:
23 Jun 2009
20090623-2-EN.pdf (147.3 KB)
Topic:
Miscellaneous - SFC/IA/MPFA
Wealth Management & MPF - Securities/investment products
Group:
Registered Institutions
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
CIR
Current
23 Jun 2009
Circular Issued by the Securities and Futures Commission (SFC) Regarding Risk-disclosure Duties of CLN Issuers
CIR
Current
23 Jun 2009
Circular Issued by the Securities and Futures Commission (SFC) Regarding Risk-disclosure Duties of CLN Issuers
Cross referenced Document
Version History
Superseded Document
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