Regulatory Alerts2015-08-18
Added · Updated
Circular Letter - Obligations Re: Securities (General) By-laws 2015
Reporting Issuers must file Interim Financial Statements within 60 days, Audited Comparative Financial Statements within 90 days, and Annual Reports within 120 days of their respective financial period ends. A Revised Registration Statement is required within 14 days of the financial year end using Form 8 with a TT$8,000.00 fee, and issuers must notify the Commission of designated officers by September 4, 2015. Failure to meet these filing deadlines subjects registrants to an administrative fine of TT$1,000.00 per day under section 156(2) of the Securities Act, 2012.
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