Rule · SMV · 24 Jan 2025
Risk classification companies (ECRs) authorized by the Securities Market Superintendence (SMV) must update their CIIU data by February 14 of the current year. They must submit this information via the SMV’s Institutional Website on the Peruvian State's Digital Platform for Citizen Orientation (www.gob.pe/smv) by navigating to Information Obligations // General Communications and selecting the form "CIIU Data Registration version 4." The update must include the CIIU of the main activity and any secondary activities. This obligation ensures the RPMV file remains current under Article 37 of the Regulation of Risk Classification Companies.
PERU Ministry of Economy and Finance
SMV
Securities Market
Superintendence
"Decade of Equal Opportunities for Women and Men" "Year of recovery and consolidation of the Peruvian economy" Av. Paseo de la República 3617 San Isidro Central: 610- 6300 www.smv.gob.pe Electronically signed document under the framework of Law No. 27269, Law of Digital Signatures and Certificates, its Regulations and amendments. The integrity of the document and the authorship of the signature(s) can be verified at https://apps.firmaperu.gob.pe/web/validador.xhtml San Isidro, January 21, 2025 CIRCULAR No. 043-2025-SMV/11.1 Gentlemen Risk Classification Companies Present:- Ref.: File No. 2025001616 I address you in your capacity as risk classification companies (hereinafter, ECR) authorized by the Securities Market Superintendence – SMV and registered in the Public Registry of the Securities Market – RPMV, for the purpose of reminding you of your obligation to keep the data contained in the RPMV file updated, in accordance with Article 37 of the Regulation of Risk Classification Companies, approved by SMV Resolution No. 032-2015-SMV/01 and its amendments.
Regarding this, with the purpose of disseminating updated information about risk classification companies on the SMV's Institutional Website on the Peruvian State's Digital Platform for Citizen Orientation (www.gob.pe/smv), you are requested to update the CIIU by February 14 of the current year.
In that sense, you are reminded that the aforementioned update is carried out through the MVNet System, as follows:
In the event that, as of the date of receipt of this communication, your represented entity has complied with the corresponding update, please disregard this communication.
Finally, it must be noted that this circular does not require a response since its character is solely informational, preventive, and referential, and therefore does not exempt your represented entity from the responsibility it has to know, analyze, and observe the market regulations and, consequently, to fully comply with the information submission obligations applicable to it.
Sincerely,
José Luis Salazar Marín
General Superintendent (e)
General Superintendent of Conduct Supervision
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“in accordance with Article 37 of the Regulation of Risk Classification Companies, approved by SMV Resolution No. 032-2015-SMV/01 and its amendments.”
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Source: Superintendencia del Mercado de Valores (Peru) — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works
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