Circular No. 2207 - Establishes Mechanisms for Identifying Persons Responsible for Payments and Receipts and Carriers of Cash Values

CIRCULAR NO. 002207

ESTABLISHES MECHANISMS FOR IDENTIFICATION OF PERSONS RESPONSIBLE FOR PAYMENTS AND RECEIPTS AND CARRIERS OF VALUES, IN CASH.

WE COMMUNICATE THAT THE BOARD OF DIRECTORS OF THE CENTRAL BANK OF BRAZIL, IN A SESSION HELD ON 29.07.92, HAVING REGARD TO THE PROVISIONS OF ART. 9 OF RESOLUTION NO. 1,946, OF 29.07.92, DECIDED:

ART. 1. ESTABLISH THE FORM ATTACHED TO THIS CIRCULAR FOR THE PURPOSE REFERRED TO IN ART. 1 OF RESOLUTION NO. 1,946, OF 29.07.92, WHICH ESTABLISHES NORMS FOR IDENTIFICATION OF PAYMENTS AND RECEIPTS, IN CASH, IN NATIONAL OR FOREIGN CURRENCY, EFFECTED THROUGH INSTITUTIONS MEMBERS OF THE NATIONAL FINANCIAL SYSTEM AND INSTITUTIONS AUTHORIZED OR CREDITED TO OPERATE IN FOREIGN EXCHANGE.

PARAGRAPH 1. THE SAID FORM MUST BE COMPLETED BOTH TO MAKE PAYMENTS AND TO RECEIVE RESOURCES.

PARAGRAPH 2. AFTER COMPLETION, THE DOCUMENT MUST BE KEPT AT THE HEADQUARTERS OF THE INSTITUTION, AT THE DISPOSAL OF THIS CENTRAL BANK.

PARAGRAPH 3. THE PAYMENTS AND RECEIPTS COVERED BY THIS ARTICLE MUST BE REPORTED THROUGH THE CENTRAL BANK INFORMATION SYSTEM - SISBACEN, IN THE MANNER TO BE DISCLOSED IN DUE COURSE.

ART. 2. THE DECLARATION ATTACHED TO THIS CIRCULAR, FOR THE PURPOSES PROVIDED FOR IN ART. 4 OF THE SAID RESOLUTION NO. 1,946, MUST BE COMPLETED BY CARRIERS OF VALUES, IN CASH, ABOVE:

I - CR$ 45,000,000.00 (FORTY-FIVE MILLION CRUZEIROS), CORRECTED BY THE VARIATION OF THE INDEX FOR UPDATING THE FISCAL REFERENCE UNIT (UFIR) MONTHLY; OR,

II - US$ 10,000.00 (TEN THOUSAND DOLLARS OF THE UNITED STATES) OR EQUIVALENT IN ANOTHER FOREIGN CURRENCY.

ART. 3. THIS CIRCULAR ENTERS INTO FORCE ON THE DATE OF ITS PUBLICATION.

BRASÍLIA (DF), JULY 30, 1992

GUSTAVO JORGE LABOISSIÈRE LOYOLA
DIRECTOR

ARMINIO FRAGA NETO
DIRECTOR

ANNEXES OF CIRCULAR NO. 2,207, OF 30.07.92

CASH TRANSACTION CONTROL - CIRCULAR NO. 2,207

• USE ONE FORM FOR EACH TRANSACTION - COMPLETE BY MACHINE OR IN CAPITAL LETTERS.

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1. IF MORE THAN ONE FORM IS COMPLETED, MARK HERE ( )
2. REASON FOR NON-COMPLETION OF ITEMS 20 TO 24:
A. ( ) CARRIER B. ( ) POSTAL SERVICE
C. ( ) ATM D. ( ) OTHER ( ......)

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NATURAL PERSON

| 3. FULL NAME |

4. CPF	5. IDENTITY CARD	6. DATE OF BIRTH
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7. ADDRESS
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8. MUNICIPALITY (UF)	9. COUNTRY	10. ZIP CODE

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LEGAL ENTITY

| 11. NAME OR BUSINESS NAME: |

12. CGC	13. AUTHORIZED TO OPERATE BY THE CENTRAL BANK?
( ) YES ( ) NO
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14. ADDRESS
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15. MUNICIPALITY (UF)	16. COUNTRY

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OPERATION

| 18. AMOUNT (CR$) | 19. AMOUNT IN ANOTHER CURRENCY |

20. SOURCE OF RESOURCES:
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21. DESTINATION OF RESOURCES:
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22. NAME OF RESOURCE PROVIDER (IF MORE THAN ONE, USE ANOTHER
FORM)
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A. ( ) NATURAL PERSON B. ( ) LEGAL ENTITY
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23. CPF/CGC	24. ADDRESS

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| 25. I DECLARE TO ASSUME FULL RESPONSIBILITY FOR THE ACCURACY OF THE |

DECLARATIONS PROVIDED.
26. DATE:	27. SIGNATURE

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28. SISBACEN REGISTRATION:

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INSTRUCTIONS FOR COMPLETION

ITEM 1 - MARK WITH AN "X" IF THE FIELDS IN THE "OPERATION" GROUP ARE INSUFFICIENT.

ITEM 2 - COMPLETED, IF THE RECEIPT, IN CASH, HAS NO CARRIER. ITEMS 26 AND 27 MUST ALSO BE COMPLETED BY A REPRESENTATIVE OF THE INSTITUTION.

ITEM 3 - FULL NAME OF THE CARRIER OF THE RESOURCES.

ITEM 4 - IN CASES OF EXEMPTION FROM REGISTRATION IN THE REGISTER OF NATURAL PERSONS (CPF), PROVIDED FOR IN CURRENT LEGISLATION, THE EXPRESSION "EXEMPT" MUST BE ANNOTATED.

ITEM 5 - IN THE CASE OF NON-RESIDENTS IN THE COUNTRY, REGISTER THE PASSPORT NUMBER.

ITEM 9 - COMPLETE ONLY IN THE CASE OF NON-RESIDENT IN THE COUNTRY.

ITEM 10 - OR INTERNATIONAL EQUIVALENT.

ITEM 12 - IN CASES OF EXEMPTION FROM REGISTRATION IN THE GENERAL REGISTER OF TAXPAYERS (CGC) PROVIDED FOR IN CURRENT LEGISLATION, THE EXPRESSION "EXEMPT" MUST BE ANNOTATED.

ITEM 13 - MARK WITH "X" IN THE "YES" OPTION WHEN IT IS INSTITUTIONS AUTHORIZED TO OPERATE BY THE CENTRAL BANK, SUCH AS CONSORTIUM ADMINISTRATORS, LEASING COMPANIES, BROKERS, DISTRIBUTORS, ETC.

ITEM 14 - COMPLETE WITH THE ADDRESS IN BRAZIL, IF IT IS A COMPANY WITH HEADQUARTERS ABROAD THAT HAS A BRANCH OR REPRESENTATION IN THE COUNTRY.

ITEM 16 - COMPLETE WITH THE COUNTRY OF ORIGIN, EVEN IF IT IS A COMPANY WITH HEADQUARTERS ABROAD THAT HAS A BRANCH OR REPRESENTATION IN THE COUNTRY.

ITEM 17 - OR INTERNATIONAL EQUIVALENT.

ITEM 19 - ENTER THE VALUE WITH THE CURRENCY SYMBOL, IF THE TRANSACTION INVOLVES FOREIGN CURRENCY. E.G.: US$ 15,000.00

ITEMS 20 AND 21 - IDENTIFY THE SOURCE AND DESTINATION OF THE RESOURCES, SUCH AS: CHECKING ACCOUNT, SAVINGS, INSURANCE, PAYMENTS, ETC.

ITEMS 22 TO 24 - IDENTIFY, IF NOT THE CARRIER THEMSELVES, THE SOURCE OF THE RECEIVED RESOURCES.

ITEM 27 - SIGNED BY THE NATURAL PERSON LISTED IN ITEM 3 OR BY A REPRESENTATIVE OF THE INSTITUTION IN THE CASE PROVIDED FOR IN ITEM 2.

ITEM 28 - TO BE COMPLETED WITH THE REGISTRATION NUMBER OBTAINED IN THE INCLUSION OF THE OPERATION IN SISBACEN, BY INSTITUTIONS MEMBERS OF THE NATIONAL FINANCIAL SYSTEM AND INSTITUTIONS AUTHORIZED OR CREDITED TO OPERATE IN FOREIGN EXCHANGE.

TITLE: 99 - DOCUMENT MODELS
NUMBER: 38052-6 - MODEL

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DOCUMENT NAME: DECLARATION OF CARRIAGE OF VALUES, IN CASH CADOC CODE:

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CENTRAL BANK OF BRAZIL
CIRCULAR NO. 2,207, OF 30.07.92

DECLARATION OF CARRIAGE OF VALUES, IN CASH
(DECLARATION OF THE TRANSPORT OF VALUES, IN CURRENCY)

MANDATORY DECLARATION FOR THE CARRIER OF VALUES, IN CASH, ABOVE CR$ 45,000,000.00* OR US$ 10,000.00 OR EQUIVALENT IN ANOTHER FOREIGN CURRENCY. (DECLARATION REQUIRED FOR THE BEARER OF VALUES, IN CURRENCY, OF MORE THAN CR$ 45,000,000.00* OR US$ 10,000.00 - OR EQUIVALENT IN OTHER FOREIGN CURRENCY.) ______
| 1. FULL NAME (FULL NAME) | 2. CPF |

3. DATE AND PLACE OF BIRTH	4. NATIONALITY
(DATE AND PLACE OF BIRTH)	(NATIONALITY)
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5. IDENTITY CARD OR PASSPORT/ISSUER/PLACE AND DATE OF ISSUE
(IDENTIFICATION CARD OR PASSPORT/ISSUER/PLACE AND DATE OF ISSUE)
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6. HOME ADDRESS (HOME ADDRESS)
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7. ORIGIN (ORIGIN)	8. DESTINATION (DESTINATION)
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9. MEANS OF TRANSPORTATION (MEANS OF TRANSPORTATION)
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10. AMOUNT (AMOUNT)	11. AMOUNT IN FULL (AMOUNT IN FULL)
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12. I DECLARE TO ASSUME FULL RESPONSIBILITY FOR THE ACCURACY
OF THE INFORMATION PROVIDED. (I ASSUME FULL RESPONSIBILITY
FOR THE ACCURACY OF THE INFORMATION GIVEN.)
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13. LOCALITY (LOCALITY)	14. DATE (DATE)
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15. SIGNATURE (SIGNATURE)
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OBSERVATIONS:
1. LEAVING THE COUNTRY WITH RESOURCES, IN CASH, IN AN AMOUNT GREATER THAN CR$ 45,000,000.00* IS ONLY PERMITTED IF ITS ENTRY IS PROVEN, BY DECLARATION.
2. DATES MUST BE INFORMED BY DAY, MONTH AND YEAR.
(OBSERVATIONS:
1. LEAVING THE COUNTRY WITH MORE THAN CR$ 45,000,000.00* IN CURRENCY IS PERMITTED ONLY IF PROVEN SUCH AMOUNT BY DECLARATION UPON ENTRANCE.
2. DATES MUST BE INFORMED BY DAY, MONTH AND YEAR.)

• VALUE SUBJECT TO CORRECTION BY THE VARIATION OF THE INDEX WHICH UPDATES THE FISCAL REFERENCE UNIT (UFIR).
  (VALUE SUBJECT TO CORRECTION BY THE VARIATION OF THE INDEX WHICH UPDATES THE UNIDADE FISCAL DE REFERÊNCIA - UFIR.)

INSTRUCTIONS FOR COMPLETING THE FORM
(INSTRUCTIONS FOR FILLING OUT THE FORM)

ITEM 1 - FULL NAME OF THE CARRIER OF THE RESOURCES.
(FULL NAME OF THE BEARER OF FUNDS.)

ITEM 2 - IN CASES OF EXEMPTION FROM REGISTRATION IN THE REGISTER OF NATURAL PERSONS (CPF), PROVIDED FOR IN CURRENT LEGISLATION, THE EXPRESSION "EXEMPT" MUST BE ANNOTATED. (IN CASES OF EXEMPTION OF REGISTRY IN THE CADASTRO DE PESSOAS FÍSICAS (CPF), FORSEEN IN LEGISLATION IN FORCE, USE THE REMARK "EXEMPT".)

ITEM 5 - IN THE CASE OF NON-RESIDENTS IN THE COUNTRY, STATE THE PASSPORT NUMBER.
(IN THE CASE OF NON-RESIDENTS IN THE COUNTRY, STATE THE PASSPORT NUMBER.)

ITEM 6 - COMPLETE ADDRESS (STREET, NUMBER, DISTRICT, CITY, STATE, COUNTRY, ZIP CODE).
(FULL ADDRESS - STREET, NUMBER, DISTRICT, CITY, STATE, COUNTRY, POSTAL CODE.)

ITEM 10 - ENTER THE VALUE WITH THE SYMBOL OF THE CURRENCY, NATIONAL OR FOREIGN.
(REGISTER THE VALUE WITH THE SIMBOL OF THE DOMESTIC OR FOREIGN CURRENCY.)